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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $37,150 |
EMPOWER ADVISORY GROUP, LLC1+ years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $31,094 |
EMPOWER ADVISORY GROUP, LLC1+ years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $19,028 |
NOVA 401(K) ASSOCIATES1+ years Service code 13 10777 NORTHWEST FREEWAY · HOUSTON, TX 77092 | Contract Administrator | $15,238 |
22 funds of $250K or more; 30 lines in all, holding $29.7M of the plan's $29.9M. From the 2025 filing. Recordkeeper: Empower.
| Fund | Dollars | % of funds% |
|---|---|---|
| Ishares S&P 500 Index FD CL K BlackRock · Collective trust Index | $4.1M | 13.7% |
| Large Cap Growth / Jennison Fund Prudential (PGIM) · Insurance contract | $3.1M | 10.3% |
| IndexSelect Moderate 2035 Fund Manager not matched · Collective trust | $2.6M | 8.8% |
| JPMorgan U.S. Government Money Market Fund Institutional Class JPMorgan · Money market | $1.9M | 6.5% |
| Great Gray IndexSelect Moderate 2055 Fund Manager not matched · Mutual fund | $1.9M | 6.4% |
| iShares U.S. Aggregate Bond Index Fund Class K BlackRock · Collective trust Index | $1.7M | 5.6% |
| Columbia Dividend Value Ameriprise (Columbia Threadneedle) · Insurance contract | $1.6M | 5.4% |
| iShares Russell Mid-Cap Index Fund Class K BlackRock · Collective trust Index | $1.5M | 5.1% |
| Great Gray Moderate Retire Fund (IndexSelect) Manager not matched · Mutual fund | $1.3M | 4.2% |
| Great Gray IndexSelect Moderate 2045 Fund Manager not matched · Mutual fund | $1.2M | 4.1% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.