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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Parti... | $22,436 |
Filed as: RESOURCES INVESTMENT ADVISORS, INC. Service code 16 · EIN 43-1451524 | Consulting | $6,597 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,573 | $86,332-24.0% | $125,180-47.6% | $65,185+0.6% |
| Participation rate | 53.2% | 75.3%-22.2pp | 79.8%-26.6pp | 70.2%-17.0pp |
| Annual return | 15.02% | 27.43%-12.4pp | 43.79%-28.8pp | 29.38%-14.4pp |
| Employer contribution / active EE | $1,416 | $2,040-30.6% | $3,866-63.4% | $2,177-35.0% |
| Participant deferral / active EE | $4,919 | $3,537+39.1% | $4,937-0.4% | $3,514+40.0% |
| Admin fee / account holder | $427 | $609-29.9% | $9,703-95.6% | $847-49.6% |