Filed August 29, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 27-0085063 260 EXECUTIVE PARKWAY · LEHI, UT 84043 | Advisory (Participants) | $16,722 |
Service code 26 · EIN 20-1090152 8151 CLAYTON RD · ST LOUIS, MO 63105 | Advisory (Participants) | $10,219 |
Filed as: AMERICAN UNITED LIFE INSURANCE Service code 15 · EIN 35-0145825 PO BOX 6010 · INDIANAPOLIS, IN 46206 | Recordkeeping | $976 |
Service code 52 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,296 | $46,100-1.7% | $86,590-47.7% | $69,631-34.9% |
| Participation rate | 14.4% | 67.2%-52.8pp | 73.5%-59.2pp | 70.7%-56.3pp |
| Annual return | 11.78% | 21.02%-9.2pp | 964.84%-953.1pp | 27571.02%-27559.2pp |
| Employer contribution / active EE | $0 | $1,850-100.0% | $2,839-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $634 | $2,432-73.9% | $3,609-82.4% | $3,224-80.3% |
| Admin fee / account holder | $355 | $94+278.5% | $4,906-92.8% | $110+221.5% |