Filed June 13, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $73,518 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 5707 SWST PRKWY BLDG 2 · AUSTIN, TX 78735 | Advisory (Plan) | $25,240 |
Service code 55 5707 SOUTHWEST PKWY · AUSTIN, TX 78735 | Other Commissions | $21,286 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,121 | $29,546+1.9% | $56,441-46.6% | $77,671-61.2% |
| Participation rate | 69.4% | 32.7%+36.7pp | 52.5%+16.9pp | 70.6%-1.1pp |
| Annual return | 14.02% | 19.01%-5.0pp | 1704.21%-1690.2pp | 31.21%-17.2pp |
| Employer contribution / active EE | $860 | $568+51.4% | $1,039-17.2% | $2,726-68.5% |
| Participant deferral / active EE | $3,015 | $1,061+184.2% | $1,953+54.4% | $4,648-35.1% |
| Admin fee / account holder | $143 | $1,046-86.4% | $2,829-95.0% | $430-66.8% |