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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $62,070 |
Filed as: UMA FS Service code 27 · EIN 87-0513295 | Advisory (Plan) | $27,023 |
Service code 27 · EIN 59-3331424 | Advisory (Plan) | $16,845 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,062 | $36,916+84.4% | $156,551-56.5% | $57,658+18.0% |
| Participation rate | 79.0% | 63.4%+15.6pp | 84.0%-5.0pp | 70.2%+8.8pp |
| Annual return | 74.25% | 12.38%+61.9pp | 32.23%+42.0pp | 5.13%+69.1pp |
| Employer contribution / active EE | $3,996 | $1,571+154.5% | $5,501-27.4% | $1,974+102.5% |
| Participant deferral / active EE | $3,012 | $1,926+56.4% | $4,871-38.2% | $3,061-1.6% |
| Admin fee / account holder | $175 | $82+112.5% | $13,028-98.7% | $95+85.4% |