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| Provider | Service type | Compensation |
|---|---|---|
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $118,028 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $63,000 |
Service code 27 · EIN 43-1451524 | Advisory (Plan) | $41,565 |
STRATEGIC ADVISORS, INC.8 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $23,033 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,132 | $50,919+33.8% | $155,556-56.2% | $77,762-12.4% |
| Participation rate | 92.5% | 63.1%+29.4pp | 78.2%+14.3pp | 70.6%+21.9pp |
| Annual return | 16.11% | 34.84%-18.7pp | 64.84%-48.7pp | 31.27%-15.2pp |
| Employer contribution / active EE | $3,668 | $1,991+84.2% | $4,675-21.5% | $2,728+34.5% |
| Participant deferral / active EE | $4,858 | $2,824+72.0% | $5,631-13.7% | $4,651+4.5% |
| Admin fee / account holder | $180 | $437-58.8% | $15,885-98.9% | $433-58.4% |