Retirement plan

SPECIALISTS IN DERMATOLOGY, P.LL.C. 401(K) PROFIT SHARING PLAN

Name: SPECIALISTS IN DERMATOLOGY, P.L.L.C. - SPECIALISTS IN DERMATOLOGY, P.LL.C. 401(K) PROFIT SHARING PLAN (2018) Form 5500
Creator: SPECIALISTS IN DERMATOLOGY, P.L.L.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SPECIALISTS IN DERMATOLOGY, P.LL.C. 401(K) PROFIT SHARING PLAN, SPECIALISTS IN DERMATOLOGY, P.L.L.C.

SPECIALISTS IN DERMATOLOGY, P.L.L.C.EIN 86-0922947Plan #001PY 2018

2732 NORTH ALVERNON WAY - TUCSON, AZ 85712520-382-3330specialistsindermatology.comLinkedIn51-200 employeeshospital & health care

Prospect flagsFailed to transmit contributions

How to read this page

Total assets (EOY)

$3.3M

+1.3% from 2017

Total participants

128

+6.7% from 2017

Average account balance

$28,884

-11.2% from 2017

Annual return

-6.91%

-22.34 pp from 2017

Benchmarks

See 18,166 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants25-99

Cohort18,166 peers

Snapshot2018

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$4.41M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$39K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

114

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

156.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$419K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.70%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$2186

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

See the 10-year trajectory. $4.99 for your first month.

Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.

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Service providers

Top 2 by compensation

Provider	Service type	Compensation
GWN SECURITIES, INC1 year Service code 27 11440 NORTH JOG ROAD · PALM BEACH GARDENS, FL 33418	Advisory (Plan)	$18,133
THE VANGUARD GROUP, INC.1 year Service code 15 · EIN 23-1945930	Recordkeeping	$2,370

Plan features & details

Pension benefit codes2A2E3D2G2J2F2T

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$21K

$293 / participant

Investment mgmt$18K88.4%
Contract admin$2K11.6%

% of EOY assets

0.623%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: COLLINGS CPA FIRM
Auditor EIN: 823581216
Audit fees: (not subdivided)
Opinion code: Disclaimer

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$28,884

$76,000-62.0%

$154,107-81.3%

$64,186-55.0%

Participation rate

80.0%

70.4%+9.6pp

83.0%-3.0pp

69.6%+10.4pp

Annual return

-6.91%

30.32%-37.2pp

735.12%-742.0pp

7.63%-14.5pp

Employer contribution / active EE

$1,495

$3,351-55.4%

$5,298-71.8%

$2,381-37.2%

Participant deferral / active EE

$2,256

$3,175-28.9%

$5,081-55.6%

$3,470-35.0%

Admin fee / account holder

$180

$5,596-96.8%

$13,411-98.7%

$4,888-96.3%

Provider

Service type

Compensation

GWN SECURITIES, INC1 year

Service code 27

11440 NORTH JOG ROAD · PALM BEACH GARDENS, FL 33418

Advisory (Plan)

$18,133

THE VANGUARD GROUP, INC.1 year

Service code 15 · EIN 23-1945930

Recordkeeping

$2,370

SPECIALISTS IN DERMATOLOGY, P.LL.C. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SPECIALISTS IN DERMATOLOGY, P.LL.C. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion