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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.6+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $438,182 |
FINANCIAL ENGINES1 year Filed as: FINANCIAL ENGINES ADVISORS, L LC Service code 27 · EIN 94-3250323 | Advisory (Plan) | $73,661 |
SAGEVIEW ADVISORY GROUP, LLC5 years Service code 17 · EIN 33-0818667 | Pension Consulting | $66,464 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,299 | $127,481-44.9% | $149,751-53.1% | $90,274-22.1% |
| Participation rate | 98.3% | 78.2%+20.0pp | 82.5%+15.8pp | 73.4%+24.9pp |
| Annual return | 19.22% | 57.78%-38.6pp | 276.71%-257.5pp | 53.97%-34.8pp |
| Employer contribution / active EE | $3,307 | $3,448-4.1% | $4,646-28.8% | $2,523+31.0% |
| Participant deferral / active EE | $8,075 | $6,975+15.8% | $6,843+18.0% | $4,231+90.9% |
| Admin fee / account holder | $87 | $152-42.3% | $9,312-99.1% | $114-23.3% |