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| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 47-3722740 6720 N SCOTTSDALE RD #340 · SCOTTSDALE, AZ 85253 | Advisory (Participants) | $11,096 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $1,168 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,317 | $46,966-48.2% | $185,117-86.9% | $69,631-65.1% |
| Participation rate | 37.6% | 65.3%-27.6pp | 77.3%-39.6pp | 70.7%-33.1pp |
| Annual return | 13.64% | 22.36%-8.7pp | 40.50%-26.9pp | 27571.02%-27557.4pp |
| Employer contribution / active EE | $526 | $1,360-61.4% | $4,182-87.4% | $2,032-74.1% |
| Participant deferral / active EE | $1,314 | $3,017-56.5% | $5,045-74.0% | $3,224-59.2% |
| Admin fee / account holder | $44 | $94-53.3% | $8,159-99.5% | $110-60.4% |