Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 1285 AVENUE OF AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $60,867 |
Service code 37 · EIN 86-1001235 6530 N. 16TH ST · PHOENIX, AZ 85016 | Loan Processing | $19,790 |
WALLACE PLESE & DREHER, LLP2+ years Filed as: WALLACE, PLESE DREHER, LLP Service code 10 · EIN 86-0841383 3933 S. MCCLINTOCK DRIVE · TEMPE, AZ 85282 | Accounting | $8,000 |
FIDUCIARY DOCTORS, LLC2+ years Service code 26 · EIN 45-1427680 500 E. BENRICH DRIVE · GILBERT, AZ 85295 | Advisory (Participants) | $7,447 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,524 | $46,761-26.2% | $106,619-67.6% | $57,658-40.1% |
| Participation rate | 42.6% | 56.9%-14.3pp | 78.0%-35.4pp | 70.2%-27.6pp |
| Annual return | 4.74% | 15.77%-11.0pp | 9.42%-4.7pp | 5.13%-0.4pp |
| Employer contribution / active EE | $1,495 | $1,274+17.4% | $3,947-62.1% | $1,974-24.2% |
| Participant deferral / active EE | $0 | $1,954-100.0% | $3,930-100.0% | $3,061-100.0% |
| Admin fee / account holder | $321 | $97+231.2% | $6,418-95.0% | $95+239.1% |