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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $27,459 |
Filed as: AXA ADVISORS, LLC Service code 15 · EIN 13-4071393 | Recordkeeping | $21,117 |
ADP BROKER-DEALER3 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,347 | $51,226-36.9% | $82,744-60.9% | $66,938-51.7% |
| Participation rate | 87.6% | 67.9%+19.8pp | 72.6%+15.1pp | 69.8%+17.8pp |
| Annual return | -18.55% | -9.61%-8.9pp | 702.22%-720.8pp | 1.58%-20.1pp |
| Employer contribution / active EE | $1,163 | $2,612-55.5% | $3,008-61.4% | $2,545-54.3% |
| Participant deferral / active EE | $3,896 | $3,460+12.6% | $4,395-11.3% | $4,238-8.1% |
| Admin fee / account holder | $261 | $416-37.1% | $5,325-95.1% | $594-56.0% |