Retirement plan

DILLON 401(K) PROFIT SHARING PLAN

Name: DILLON AERO, INC. - DILLON 401(K) PROFIT SHARING PLAN (2015) Form 5500
Creator: DILLON AERO, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, DILLON 401(K) PROFIT SHARING PLAN, DILLON AERO, INC.

DILLON AERO, INC.EIN 86-0647449Plan #001PY 2015

8009 E. DILLONS WAY - SCOTTSDALE, AZ 85260480-335-5450dillonaero.comLinkedIn51-200 employeesdefense & space

Prospect flagsLow returnsFailed to transmit contributions

How to read this page

Total assets (EOY)

$3.6M

No prior year

Total participants

149

No prior year

Average account balance

$32,982

No prior year

Annual return

-2.20%

No prior year

Benchmarks

See 379 peers

Peer group

Industry45 - Retail Trade

Plan typeDefined contribution

Participants100-249

Cohort379 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$11.75M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$80K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

147

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

70.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.26M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.07%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$209

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290	Contract Administrator	$18,558
FIRST ALLIED SECURITIES INC1+ years Service code 49 · EIN 11-3152836	Other Services	$7,283
SECURITIES AMERICA INC1+ years Service code 49 · EIN 11-2551174	Other Services	$6,632
WILSHIRE ASSOCIATES INCORPORATED1+ years Service code 27 · EIN 95-2755361	Advisory (Plan)	$0

Plan features & details

Pension benefit codes2E2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$19K

$132 / participant

Contract admin$19K100.0%

% of EOY assets

0.516%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: VALENTINE & BOND, LTD.
Auditor EIN: 860562824
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$32,982

$38,595-14.5%

$80,004-58.8%

$52,331-37.0%

Participation rate

71.6%

64.5%+7.1pp

73.0%-1.4pp

68.1%+3.5pp

Annual return

-2.20%

2.04%-4.2pp

7.63%-9.8pp

4.54%-6.7pp

Employer contribution / active EE

$1,892

$1,133+67.0%

$2,473-23.5%

$1,882+0.6%

Participant deferral / active EE

$3,547

$2,318+53.0%

$3,204+10.7%

$3,022+17.4%

Admin fee / account holder

$170

$304-44.0%

$5,033-96.6%

$592-71.2%

Provider

Service type

Compensation

PRINCIPAL LIFE INSURANCE COMPANY1+ years

Service code 13 · EIN 42-0127290

Contract Administrator

$18,558

FIRST ALLIED SECURITIES INC1+ years

Service code 49 · EIN 11-3152836

Other Services

$7,283

SECURITIES AMERICA INC1+ years

Service code 49 · EIN 11-2551174

Other Services

$6,632

WILSHIRE ASSOCIATES INCORPORATED1+ years

Service code 27 · EIN 95-2755361

Advisory (Plan)

DILLON 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

DILLON 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion