Filed March 11, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 13-5674085 | Indirect Investment Fees | $99,869 |
ADP BROKER-DEALER1+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $11,083 |
ADP BROKER-DEALER1+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,058 | $37,039-53.9% | $147,617-88.4% | $59,188-71.2% |
| Participation rate | 18.1% | 63.8%-45.7pp | 84.6%-66.5pp | 69.4%-51.3pp |
| Annual return | -2.42% | 7.19%-9.6pp | 61.98%-64.4pp | 5.51%-7.9pp |
| Employer contribution / active EE | $141 | $1,353-89.6% | $5,564-97.5% | $2,098-93.3% |
| Participant deferral / active EE | $631 | $2,094-69.9% | $4,895-87.1% | $3,265-80.7% |
| Admin fee / account holder | $13 | $60-78.0% | $11,612-99.9% | $92-85.6% |