Filed November 3, 2006 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASSET STRATEGY CONSULTANTS3 years Filed as: LOWERY ASSET CONSULTING Service code 26 · EIN 35-2173939 | Advisory (Participants) | $15,255 |
Service code 15 · EIN 35-0145825 | Recordkeeping | $4,866 |
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $1,279 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,350 | $46,292+32.5% | $143,757-57.3% | $64,808-5.3% |
| Participation rate | 48.0% | 64.2%-16.3pp | 80.3%-32.3pp | 71.5%-23.5pp |
| Annual return | 3.48% | -10.05%+13.5pp | -0.04%+3.5pp | 32.82%-29.3pp |
| Employer contribution / active EE | $1,311 | $1,910-31.3% | $4,951-73.5% | $2,506-47.7% |
| Participant deferral / active EE | $2,106 | $2,646-20.4% | $5,637-62.6% | $4,310-51.2% |
| Admin fee / account holder | $101 | $154-34.3% | $14,673-99.3% | $188-46.2% |