Filed November 17, 1999 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL, LYNCH, PIERCE, FENNER, SMI Service code 15 · EIN 13-5674085 | Recordkeeping | $2,525 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,533 | $75,284-32.9% | $91,001-44.5% | $69,631-27.4% |
| Participation rate | 50.4% | 80.4%-30.0pp | 75.6%-25.2pp | 70.7%-20.3pp |
| Annual return | 14.84% | 48.40%-33.6pp | 4.60%+10.2pp | 27571.02%-27556.2pp |
| Employer contribution / active EE | $397 | $2,473-84.0% | $2,456-83.8% | $2,032-80.5% |
| Participant deferral / active EE | $2,176 | $3,700-41.2% | $3,547-38.7% | $3,224-32.5% |
| Admin fee / account holder | $6 | $111-94.7% | $5,417-99.9% | $110-94.7% |