Retirement plan

EL RIO SANTA CRUZ NEIGHBORHOOD HEALTH CENTER, INC. RETIREMENT PLAN

Name: EL RIO SANTA CRUZ NEIGHBORHOOD HEALTH CENTER, INC. - EL RIO SANTA CRUZ NEIGHBORHOOD HEALTH CENTER, INC. RETIREMENT PLAN (2015) Form 5500
Creator: EL RIO SANTA CRUZ NEIGHBORHOOD HEALTH CENTER, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, EL RIO SANTA CRUZ NEIGHBORHOOD HEALTH CENTER, INC. RETIREMENT PLAN, EL RIO SANTA CRUZ NEIGHBORHOOD HEALTH CENTER, INC.

EL RIO SANTA CRUZ NEIGHBORHOOD HEALTH CENTER, INC.EIN 86-0285857Plan #002PY 2015

450 W. PASEO REDONDO - TUCSON, AZ 85701520-670-3909LinkedIn1001-5000 employeeshospital & health care

Prospect flagsLow returns

Top hat statement on fileNQDC

Filed October 18, 2004

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$47M

No prior year

Total participants

1,609

No prior year

Average account balance

$29,180

No prior year

Annual return

-2.47%

No prior year

Benchmarks

See 1,197 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants1,000-4,999

Cohort1,197 peers

Snapshot2015

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Analytics

Total assets (EOY)

Plan-year ending balance

$179.63M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$73K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,444

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$20.05M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.56%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$188

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 5 by compensation

Provider	Service type	Compensation
NATIONWIDE1+ years Service code 52 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Indirect Investment Fees	$76,893
CLARKE LANZEN SKALLA INVESTMENT FIR1+ years Filed as: CLARKE LANZEN SKALLA INVEST FIRM Service code 52 · EIN 13-4109249 4020 SOUTH 147 TH ST · OMAHA, NE 68137	Indirect Investment Fees	$41,658
FIDUCIARY DOCTORS, LLC1+ years Filed as: FIDUCARY DOCTORS, LLC Service code 52 · EIN 45-1427680 500 E BENRICH DR · GLIBERT, AZ 85295	Indirect Investment Fees	$19,701
MATTHEWS, GOLD, KENNEDY & SNOW, INC1+ years Filed as: MATTHEWS GOLD KENNEDY & SNOW Service code 52 · EIN 86-1001235 6530 N 16TH ST · PHOENIX, AZ 850161306	Indirect Investment Fees	$18,390
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO ADVISORS, LLC Service code 52 NC1409 · CHARLOTTE, NC 282881207	Indirect Investment Fees	$0

Plan features & details

Pension benefit codes2E2G2K2L2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2L
Code section 403(b)(1) arrangement
Plan uses a Code section 403(b)(1) annuity contract as a funding vehicle.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$79K

$68 / participant

Investment mgmt$57K73.0%
Contract admin$21K27.0%

% of EOY assets

0.168%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: FESTER & CHAPMAN PC
Auditor EIN: 860494040
Audit fees: (not subdivided)
Opinion code: Disclaimer

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$29,180

$37,039-21.2%

$147,614-80.2%

$59,188-50.7%

Participation rate

100.0%

63.8%+36.2pp

84.6%+15.4pp

69.4%+30.6pp

Annual return

-2.47%

7.19%-9.7pp

61.98%-64.4pp

5.51%-8.0pp

Employer contribution / active EE

$1,870

$1,353+38.2%

$5,564-66.4%

$2,098-10.9%

Participant deferral / active EE

$2,962

$2,094+41.5%

$4,895-39.5%

$3,265-9.3%

Admin fee / account holder

$49

$60-18.8%

$11,611-99.6%

$92-47.0%

Provider

Service type

Compensation

NATIONWIDE1+ years

Service code 52

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Indirect Investment Fees

$76,893

CLARKE LANZEN SKALLA INVESTMENT FIR1+ years

Filed as: CLARKE LANZEN SKALLA INVEST FIRM

Service code 52 · EIN 13-4109249

4020 SOUTH 147 TH ST · OMAHA, NE 68137

Indirect Investment Fees

$41,658

FIDUCIARY DOCTORS, LLC1+ years

Filed as: FIDUCARY DOCTORS, LLC

Service code 52 · EIN 45-1427680

500 E BENRICH DR · GLIBERT, AZ 85295

Indirect Investment Fees

$19,701

MATTHEWS, GOLD, KENNEDY & SNOW, INC1+ years

Filed as: MATTHEWS GOLD KENNEDY & SNOW

Service code 52 · EIN 86-1001235

6530 N 16TH ST · PHOENIX, AZ 850161306

Indirect Investment Fees

$18,390

WELLS FARGO BANK, N.A.1+ years

Filed as: WELLS FARGO ADVISORS, LLC

Service code 52

NC1409 · CHARLOTTE, NC 282881207

Indirect Investment Fees

EL RIO SANTA CRUZ NEIGHBORHOOD HEALTH CENTER, INC. RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

EL RIO SANTA CRUZ NEIGHBORHOOD HEALTH CENTER, INC. RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion