Filed January 13, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE4 years Service code 52 · EIN 31-4156830 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Indirect Investment Fees | $19,783 |
WELLS FARGO BANK, N.A.4 years Filed as: WELLS FARGO ADVISORS Service code 27 · EIN 59-2617265 ADVISORY BILLING H0006-08R · SAINT LOUIS, MO 63103 | Advisory (Plan) | $13,799 |
ABLE FINANCIAL GROUP1 year Service code 27 · EIN 20-4911852 8732 E VIA DE COMMERCIO STE 100 · SCOTTSDALE, AZ 85258 | Advisory (Plan) | $9,146 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $18,639 | $47,126-60.4% | $149,673-87.5% | $74,419-75.0% |
| Participation rate | 36.2% | 63.4%-27.2pp | 78.8%-42.6pp | 70.7%-34.5pp |
| Annual return | 9.67% | 22.75%-13.1pp | 134.42%-124.7pp | 34.38%-24.7pp |
| Employer contribution / active EE | $669 | $1,905-64.9% | $4,818-86.1% | $2,637-74.6% |
| Participant deferral / active EE | $481 | $2,728-82.4% | $5,680-91.5% | $4,528-89.4% |
| Admin fee / account holder | $166 | $343-51.5% | $13,210-98.7% | $348-52.2% |