Filed January 13, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO ADVISORS Service code 27 · EIN 59-2617265 ADVISORY BILLING H0006-08R · SAINT LOUIS, MO 63103 | Advisory (Plan) | $18,302 |
NATIONWIDE1 year Service code 52 · EIN 31-4156830 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Indirect Investment Fees | $17,709 |
MGKS1 year Service code 37 · EIN 86-1001235 6530 N. 16TH ST. · PHOENIX, AZ 85016 | Loan Processing | $4,975 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,035 | $52,293-73.2% | $178,490-92.1% | $73,409-80.9% |
| Participation rate | 38.6% | 65.3%-26.7pp | 81.9%-43.3pp | 72.2%-33.5pp |
| Annual return | 4.83% | 34.75%-29.9pp | 151.07%-146.2pp | 59.29%-54.5pp |
| Employer contribution / active EE | $934 | $1,735-46.2% | $5,011-81.4% | $2,234-58.2% |
| Participant deferral / active EE | $327 | $2,332-86.0% | $5,202-93.7% | $3,805-91.4% |
| Admin fee / account holder | $134 | $127+5.0% | $13,984-99.0% | $158-15.3% |