Filings through .
Filed January 13, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
ABLE FINANCIAL GROUP3 years Service code 27 · EIN 20-4911852 8732 E VIA DE COMMERCIO STE 100 · SCOTTSDALE, AZ 85258 | Advisory (Plan) | $31,936 |
NATIONWIDE6 years Service code 52 · EIN 31-4156830 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Indirect Investment Fees | $27,018 |
MGKS6 years Service code 37 · EIN 86-1001235 7600 N. 16TH ST, STE 240 · PHOENIX, AZ 85020 | Loan Processing | $13,500 |
13 funds of $250K or more; 36 lines in all, holding $6.9M of the plan's $7.1M. From the 2025 filing. Recordkeeper: Mgks.
Target-date series: American Funds Target Date, mutual fund, 50% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 12 vintages | $3.5M | 50.3% |
| Nuveen Large-Cap Growth Index Fund TIAA (Nuveen) · Mutual fund IndexPossible retail class A | $757K | 10.9% |
| Nationwide Trust Company Best of America Fixed Contract Nationwide · Insurance contract | $640K | 9.2% |
| Vanguard 500 Index Fund AS Vanguard · Mutual fund IndexPossible retail class A | $508K | 7.3% |
| Omnibus Account Capital Group · Mutual fund Possible retail class A | $376K | 5.4% |
| Tiaa Cref Socchoice Bd Inst TIAA (Nuveen) · Mutual fund Possible retail class A | $327K | 4.7% |
| Vanguard Mid Cap Index Fund AS Vanguard · Mutual fund IndexPossible retail class A | $275K | 4.0% |
| NEW World Fund INC Class R-6 Capital Group · Mutual fund Possible retail class A | $144K | 2.1% |
| U.S. Small Cap Portfolio - Institutional Class Dimensional · Mutual fund Possible retail class A | $139K | 2.0% |
| Omnibus Account Vanguard · Mutual fund Possible retail class A | $88K | 1.3% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.