Filed January 13, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
ABLE FINANCIAL GROUP3 years Service code 27 · EIN 20-4911852 8732 E VIA DE COMMERCIO STE 100 · SCOTTSDALE, AZ 85258 | Advisory (Plan) | $31,936 |
NATIONWIDE6 years Service code 52 · EIN 31-4156830 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Indirect Investment Fees | $27,018 |
MGKS6 years Service code 37 · EIN 86-1001235 7600 N. 16TH ST, STE 240 · PHOENIX, AZ 85020 | Loan Processing | $13,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,705 | $38,165-45.7% | $189,758-89.1% | $69,255-70.1% |
| Participation rate | 44.7% | 66.7%-22.0pp | 79.8%-35.1pp | 69.0%-24.4pp |
| Annual return | 11.90% | 14.65%-2.7pp | 52.62%-40.7pp | 26.73%-14.8pp |
| Employer contribution / active EE | $1,164 | $1,589-26.7% | $4,767-75.6% | $2,645-56.0% |
| Participant deferral / active EE | $611 | $2,073-70.5% | $5,856-89.6% | $2,890-78.9% |
| Admin fee / account holder | $140 | $714-80.5% | $20,388-99.3% | $733-81.0% |