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| Provider | Service type | Compensation |
|---|---|---|
Filed as: LATEEF INVESTMENT MANAGEMENT Service code 27 · EIN 94-8603773 300 DRAKES LANDING RD. #210 · GREENBRAE, CA 94904 | Advisory (Plan) | $64,712 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 1285 AVENUE OF AMERICAN · NEW YORK, NY 10019 | Advisory (Plan) | $35,084 |
PENSION STRATEGIES, LLC1+ years Service code 14 · EIN 20-0333992 2141 E. HIGHLAND AVE., STE 180 · PHOENIX, AZ 85016 | Plan Administrator | $9,900 |
BEACH FREEMAN LIM & CLELAND LLP1+ years Filed as: BEACH FLEISCHMAN, PC Service code 10 · EIN 86-0683059 1985 E. RIVER ROAD · TUCSON, AZ 85718 | Accounting | $6,000 |
Service code 15 · EIN 01-0233346 P.O. BOX 600 · BUFFALO, NY 142010600 | Recordkeeping | $598 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,200 | $50,464-32.2% | $75,784-54.9% | $52,331-34.6% |
| Participation rate | 75.5% | 66.8%+8.8pp | 75.8%-0.3pp | 68.1%+7.4pp |
| Annual return | 1.35% | 1.03%+0.3pp | 9.68%-8.3pp | 4.54%-3.2pp |
| Employer contribution / active EE | $766 | $1,988-61.5% | $3,323-76.9% | $1,882-59.3% |
| Participant deferral / active EE | $1,943 | $2,570-24.4% | $3,652-46.8% | $3,022-35.7% |
| Admin fee / account holder | $283 | $1,103-74.4% | $5,300-94.7% | $592-52.2% |