Filed September 20, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
ROWLAND CARMICHAEL ADVISORS4+ years Filed as: ROWLAND/CARMICHAEL ADVISORS INC. Service code 28 · EIN 86-0568468 | Investment Management | $87,118 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $35,751 |
LATEEF MANAGEMENT ASSOCIATES4+ years Service code 28 · EIN 94-6330378 | Investment Management | $17,697 |
FRANKLIN TEMPLETON4+ years Filed as: TEMPLETON INVESTMENTS Service code 51 · EIN 38-3686360 | Investment Mgmt Fees | $9,975 |
BMO HARRIS BANK NA4+ years Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
BMO HARRIS BANK NA3+ years Filed as: BMO HARRIS BANK, NA Service code 19 | Securities Custodian | $0 |
Filed as: ONEAMERICA RETIREMENT SERVICES, LLC Service code 15 | Recordkeeping | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,583 | $59,186+19.3% | $76,768-8.1% | $56,287+25.4% |
| Participation rate | 100.0% | 75.2%+24.8pp | 77.0%+23.0pp | 69.9%+30.1pp |
| Annual return | -2.57% | 6.62%-9.2pp | 2.43%-5.0pp | -9.96%+7.4pp |
| Employer contribution / active EE | $2,099 | $1,759+19.3% | $2,485-15.6% | $2,111-0.6% |
| Participant deferral / active EE | $2,753 | $3,255-15.4% | $3,852-28.5% | $3,350-17.8% |
| Admin fee / account holder | $643 | $489+31.5% | $6,675-90.4% | $521+23.5% |