Filed September 20, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ROWLAND CARMICHAEL ADVISORS3+ years Filed as: ROWLAND/CARMICHAEL ADVISORS INC. Service code 28 · EIN 86-0568468 | Investment Management | $84,839 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $36,029 |
LATEEF MANAGEMENT ASSOCIATES3+ years Service code 28 · EIN 94-6330378 | Investment Management | $11,506 |
FRANKLIN TEMPLETON3+ years Filed as: TEMPLETON INVESTMENTS Service code 51 · EIN 38-3686360 | Investment Mgmt Fees | $9,845 |
BMO HARRIS BANK NA3+ years Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
BMO HARRIS BANK NA2+ years Filed as: BMO HARRIS BANK, NA Service code 19 | Securities Custodian | $0 |
Filed as: ONEAMERICA RETIREMENT SERVICES, LLC Service code 15 | Recordkeeping | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,974 | $64,909+30.9% | $82,313+3.2% | $62,292+36.4% |
| Participation rate | 100.0% | 74.9%+25.1pp | 76.9%+23.1pp | 69.5%+30.5pp |
| Annual return | 11.82% | 21.18%-9.4pp | 25.88%-14.1pp | 28.90%-17.1pp |
| Employer contribution / active EE | $2,251 | $1,676+34.3% | $2,428-7.3% | $2,042+10.2% |
| Participant deferral / active EE | $2,592 | $3,103-16.5% | $3,706-30.1% | $3,169-18.2% |
| Admin fee / account holder | $608 | $440+38.3% | $5,608-89.2% | $479+26.8% |