Retirement plan

LEWIS ROCA ROTHGERBER CHRISTIE LLP RETIREMENT PLAN A

Name: LEWIS ROCA ROTHGERBER CHRISTIE LLP - LEWIS ROCA ROTHGERBER CHRISTIE LLP RETIREMENT PLAN A (2023) Form 5500
Creator: LEWIS ROCA ROTHGERBER CHRISTIE LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, LEWIS ROCA ROTHGERBER CHRISTIE LLP RETIREMENT PLAN A, LEWIS ROCA ROTHGERBER CHRISTIE LLP

LEWIS ROCA ROTHGERBER CHRISTIE LLPEIN 86-0095078Plan #002PY 2023

201 E. WASHINGTON STREET, SUITE 1200 - PHOENIX, AZ 850042595602-262-5311LinkedIn1-10 employeesveterinary

Other plans on this EIN

3 filings

#003Retirement-$91.7M assets #005Retirement-$2.1M assets #004Retirement-$2.1M assets

Prospect flagsLow returnsHigh feesHigh assets / participant

How to read this page

Total assets (EOY)

$258.2M

-19.3% from 2022

Total participants

454

-40.9% from 2022

Average account balance

$620,561

+46.8% from 2022

Annual return

-14.30%

+0.65 pp from 2022

Benchmarks

See 3,230 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort3,230 peers

Snapshot2023

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$6K

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

Not enough data

0 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-100.00%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 10 by compensation

Provider	Service type	Compensation
AJ WEALTH STRATEGIES LLC1 year Service code 26 · EIN 45-4981519	Advisory (Participants)	$30,491
THE VANGUARD GROUP, INC.1 year Filed as: VANGUARD GROUP INC Service code 15 · EIN 23-1945930	Recordkeeping	$27,228
DORSETT, CHRISTOPHER ROBERT1 year Service code 28 · EIN 53-4889237	Investment Management	$24,305
BEACON POINTE ADVISORS LLC1 year Service code 26 · EIN 27-0636826	Advisory (Participants)	$23,556
SAGE ADVISORY SERVICES1 year Filed as: SAGE ADVISORY GROUP Service code 28 · EIN 33-0818667	Investment Management	$13,000
SEAMOUNT FINANCIAL GROUP INC1 year Filed as: SEAMOUNT FINANCIAL GROUP INC. Service code 26 · EIN 84-1484228	Advisory (Participants)	$11,107
PRIVATE ADVISOR GROUP LLC1 year Filed as: PRIVATE CAPITAL MANAGEMENT LLC Service code 26 · EIN 37-1711781	Advisory (Participants)	$10,510
THE VANGUARD GROUP, INC.1 year Filed as: VANGUARD ADVISORS INC Service code 26 · EIN 23-2811930	Advisory (Participants)	$8,009
CHARLES SCHWAB & CO., INC.1 year Service code 33 · EIN 94-1737782	Securities brokerage; Direct payment ...	$1,307
CHARLES SCHWAB & CO., INC.1 year Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2R2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

3 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$150K

$505 / participant

Recordkeeping$9500.6%
Investment mgmt$100K66.6%
Contract admin$49K32.8%

% of EOY assets

0.058%

all-in expense ratio

Categories reported

3 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: EIDE BAILLY, LLP
Auditor EIN: 450250958
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$620,561

$95,438+550.2%

$135,982+356.4%

$74,473+733.3%

Participation rate

87.2%

78.2%+8.9pp

81.9%+5.2pp

70.7%+16.4pp

Annual return

-14.30%

32.61%-46.9pp

68.32%-82.6pp

34.36%-48.7pp

Employer contribution / active EE

$29,951

$3,878+672.3%

$4,859+516.4%

$2,638+1035.2%

Participant deferral / active EE

$16,379

$7,790+110.2%

$7,760+111.1%

$4,530+261.6%

Admin fee / account holder

$359

$259+38.9%

$10,767-96.7%

$347+3.6%

Provider

Service type

Compensation

AJ WEALTH STRATEGIES LLC1 year

Service code 26 · EIN 45-4981519

Advisory (Participants)

$30,491

THE VANGUARD GROUP, INC.1 year

Filed as: VANGUARD GROUP INC

Service code 15 · EIN 23-1945930

Recordkeeping

$27,228

DORSETT, CHRISTOPHER ROBERT1 year

Service code 28 · EIN 53-4889237

Investment Management

$24,305

BEACON POINTE ADVISORS LLC1 year

Service code 26 · EIN 27-0636826

Advisory (Participants)

$23,556

SAGE ADVISORY SERVICES1 year

Filed as: SAGE ADVISORY GROUP

Service code 28 · EIN 33-0818667

Investment Management

$13,000

SEAMOUNT FINANCIAL GROUP INC1 year

Filed as: SEAMOUNT FINANCIAL GROUP INC.

Service code 26 · EIN 84-1484228

Advisory (Participants)

$11,107

PRIVATE ADVISOR GROUP LLC1 year

Filed as: PRIVATE CAPITAL MANAGEMENT LLC

Service code 26 · EIN 37-1711781

Advisory (Participants)

$10,510

THE VANGUARD GROUP, INC.1 year

Filed as: VANGUARD ADVISORS INC

Service code 26 · EIN 23-2811930

Advisory (Participants)

$8,009

CHARLES SCHWAB & CO., INC.1 year

Service code 33 · EIN 94-1737782

Securities brokerage; Direct payment ...

$1,307

CHARLES SCHWAB & CO., INC.1 year

Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL

Service code 59

Shareholder Servicing

LEWIS ROCA ROTHGERBER CHRISTIE LLP RETIREMENT PLAN A

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

LEWIS ROCA ROTHGERBER CHRISTIE LLP RETIREMENT PLAN A

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion