Filed February 8, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $24,500 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $18,935 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,687 | $91,474-47.9% | $135,982-64.9% | $71,529-33.3% |
| Participation rate | 87.3% | 75.7%+11.6pp | 81.9%+5.4pp | 67.9%+19.4pp |
| Annual return | 18.71% | 29.89%-11.2pp | 68.32%-49.6pp | 28.97%-10.3pp |
| Employer contribution / active EE | $1,780 | $3,705-52.0% | $4,859-63.4% | $2,590-31.3% |
| Participant deferral / active EE | $4,102 | $7,095-42.2% | $7,760-47.1% | $4,291-4.4% |
| Admin fee / account holder | $302 | $1,267-76.2% | $10,767-97.2% | $1,588-81.0% |