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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $28,628 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $23,136 |
Filed as: COTA STREET INVESTMENT MANAGEMENT Service code 28 24 E. COTA STREET · SANTA BARBARA, CA 93101 | Investment Management | $1,975 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,728 | $79,169-59.9% | $100,415-68.4% | $74,478-57.4% |
| Participation rate | 97.8% | 79.4%+18.4pp | 81.5%+16.2pp | 67.2%+30.5pp |
| Annual return | 40.02% | 20.51%+19.5pp | 49.47%-9.5pp | 1370.56%-1330.5pp |
| Employer contribution / active EE | $4,326 | $3,017+43.4% | $3,943+9.7% | $2,626+64.7% |
| Participant deferral / active EE | $10,685 | $7,751+37.9% | $8,091+32.1% | $4,350+145.6% |
| Admin fee / account holder | $251 | $1,337-81.2% | $7,906-96.8% | $1,946-87.1% |