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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $28,628 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $23,136 |
Filed as: COTA STREET INVESTMENT MANAGEMENT Service code 28 24 E. COTA STREET · SANTA BARBARA, CA 93101 | Investment Management | $1,975 |
5 funds of $250K or more; 29 lines in all, holding $6.7M of the plan's $6.8M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: Fidelity Freedom, mutual fund, 15% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $2.3M | 34.1% |
| Fidelity Freedom Fidelity (FMR) · Mutual fund Target-date, 10 vintages | $1.0M | 15.4% |
| Fidelity Global ex U.S. Index Fund Fidelity (FMR) · Mutual fund Index | $671K | 10.1% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $545K | 8.2% |
| Cota Street Managed Equity Accumulation Manager not matched · Collective trust | $462K | 6.9% |
| New World Fund (R6) Capital Group · Mutual fund | $326K | 4.9% |
| Fidelity Real Estate Index Fund Fidelity (FMR) · Mutual fund Index | $209K | 3.1% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $199K | 3.0% |
| Cota Street Managed Equity Decumulation Manager not matched · Collective trust | $162K | 2.4% |
| EI Fixed Account - Series Class I Manager not matched · Insurance contract | $112K | 1.7% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.