Retirement plan

NORTHWEST COMPANIES, LLC 401(K) RETIREMENT PLAN

Name: NW COMPANIES LLC - NORTHWEST COMPANIES, LLC 401(K) RETIREMENT PLAN (2020) Form 5500
Creator: NW COMPANIES LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, NORTHWEST COMPANIES, LLC 401(K) RETIREMENT PLAN, NW COMPANIES LLC

NW COMPANIES LLCEIN 85-4088592Plan #001PY 2020

4897 N JERSEY CT - TUCSON, AZ 85705520-547-0795

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$3.5M

No prior year

Total participants

No prior year

Average account balance

$46,118

No prior year

Annual return

8.91%

No prior year

Benchmarks

See 26,422 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort26,422 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$3.11M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$54K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

109.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$359K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+9.06%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$9408

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
STONEGATE CAPITAL ADVISORS, LLC1+ years Service code 26 · EIN 33-1098287 7373 N SCOTTSDALE RD STE D245 · SCOTTSDALE, AZ 85253	Advisory (Participants)	$17,264
CALIFORNIA PENSION ADMIN1+ years Service code 15 · EIN 95-2792979 1 ORCHARD ROAD STE 220 · LAKE FOREST, CA 92630	Recordkeeping	$1,618
TD AMERITRADE, INC.1+ years Filed as: TD AMERITRADE TRUST CO Service code 19 · EIN 20-0937408 717 17TH ST, STE 1800 · DENVER, CO 80202	Securities Custodian	$892

Plan features & details

Pension benefit codes2G2E2J2K3H3D2R

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$20K

$659 / participant

Investment mgmt$17K87.3%
Contract admin$2K8.2%
Other / not subdivided$8924.5%

% of EOY assets

0.564%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: REGIER CARR & MONROE LLP
Auditor EIN: 480573184
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$46,118

$98,766-53.3%

$149,730-69.2%

$79,852-42.2%

Participation rate

100.0%

75.8%+24.2pp

82.5%+17.5pp

69.6%+30.4pp

Annual return

8.91%

27.43%-18.5pp

276.70%-267.8pp

31.72%-22.8pp

Employer contribution / active EE

$5,626

$3,217+74.9%

$4,645+21.1%

$2,471+127.7%

Participant deferral / active EE

$9,144

$5,681+61.0%

$6,843+33.6%

$3,740+144.5%

Admin fee / account holder

$260

$6,052-95.7%

$9,310-97.2%

$5,306-95.1%

Provider

Service type

Compensation

STONEGATE CAPITAL ADVISORS, LLC1+ years

Service code 26 · EIN 33-1098287

7373 N SCOTTSDALE RD STE D245 · SCOTTSDALE, AZ 85253

Advisory (Participants)

$17,264

CALIFORNIA PENSION ADMIN1+ years

Service code 15 · EIN 95-2792979

1 ORCHARD ROAD STE 220 · LAKE FOREST, CA 92630

Recordkeeping

$1,618

TD AMERITRADE, INC.1+ years

Filed as: TD AMERITRADE TRUST CO

Service code 19 · EIN 20-0937408

717 17TH ST, STE 1800 · DENVER, CO 80202

Securities Custodian

$892

NORTHWEST COMPANIES, LLC 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

NORTHWEST COMPANIES, LLC 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion