Filed May 22, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 8-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DUNCAN & HALEY LTD3+ years Service code 26 · EIN 02-0532349 105 S MAIN ST, SUITE 205 · SEATTLE, WA 98104 | Advisory (Participants) | $20,000 |
MOSS ADAMS LLP3+ years Service code 10 · EIN 91-0189318 | Accounting | $16,582 |
NORTHWEST PLAN SERVICES, INC.3+ years Service code 15 · EIN 91-2090931 | Recordkeeping | $14,604 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $6,175 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,994 | $76,367+46.7% | $93,606+19.6% | $72,985+53.4% |
| Participation rate | 43.1% | 71.7%-28.7pp | 75.8%-32.8pp | 69.5%-26.4pp |
| Annual return | 4.15% | 25.82%-21.7pp | 32.76%-28.6pp | 81.00%-76.8pp |
| Employer contribution / active EE | $1,268 | $2,275-44.3% | $2,718-53.4% | $2,440-48.0% |
| Participant deferral / active EE | $2,857 | $3,538-19.2% | $4,069-29.8% | $3,607-20.8% |
| Admin fee / account holder | $683 | $6,838-90.0% | $7,888-91.3% | $5,124-86.7% |