Filed May 22, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 8-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NORTHWEST PLAN SERVICES, INC.1+ years Service code 15 · EIN 91-2090931 5446 CALIFORNIA AVE SW, SUITE 200 · SEATTLE, WA 98136 | Recordkeeping | $27,028 |
DUNCAN & HALEY LTD1+ years Service code 26 · EIN 02-0532349 105 S MAIN ST, SUITE 205 · SEATTLE, WA 98104 | Advisory (Participants) | $20,000 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $12,568 |
MOSS ADAMS LLP1+ years Service code 10 · EIN 91-0189318 | Accounting | $5,000 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $143,809 | $104,251+37.9% | $91,001+58.0% | $147,584-2.6% |
| Participation rate | 100.0% | 78.2%+21.8pp | 75.6%+24.4pp | 82.8%+17.2pp |
| Annual return | 11.76% | 27.06%-15.3pp | 4.60%+7.2pp | 578.55%-566.8pp |
| Employer contribution / active EE | $14,814 | $3,116+375.5% | $2,456+503.3% | $4,876+203.8% |
| Participant deferral / active EE | $25,357 | $4,195+504.5% | $3,547+614.8% | $5,439+366.2% |
| Admin fee / account holder | $521 | $8,948-94.2% | $5,417-90.4% | $10,885-95.2% |