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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NY LIFE SECURITIES, LLC Service code 55 6565 AMERICAS PKWY NE, SUITE 500 · ALBUQUERQUE, NM 871108124 | Other Commissions | $3,259 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,000 | $85,169-69.5% | $172,755-84.9% | $72,983-64.4% |
| Participation rate | 66.3% | 70.1%-3.8pp | 82.6%-16.4pp | 69.5%-3.2pp |
| Annual return | 22.63% | 27.32%-4.7pp | 802.94%-780.3pp | 81.01%-58.4pp |
| Employer contribution / active EE | $0 | $3,324-100.0% | $5,144-100.0% | $2,440-100.0% |
| Participant deferral / active EE | $3,667 | $3,260+12.5% | $5,198-29.5% | $3,608+1.6% |
| Admin fee / account holder | $12 | $5,880-99.8% | $13,955-99.9% | $5,124-99.8% |