| Provider | Service type | Compensation |
|---|---|---|
Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $339,337 | $88,515+283.4% | $162,185+109.2% | $67,584+402.1% |
| Participation rate | 93.4% | 86.8%+6.6pp | 87.6%+5.8pp | 71.3%+22.1pp |
| Annual return | 22.85% | 27.04%-4.2pp | 115.61%-92.8pp | 378.59%-355.7pp |
| Employer contribution / active EE | $30,647 | $3,563+760.1% | $5,613+446.0% | $2,148+1326.9% |
| Participant deferral / active EE | $12,695 | $5,724+121.8% | $7,297+74.0% | $3,540+258.7% |
| Admin fee / account holder | $12 | $124-90.2% | $10,844-99.9% | $142-91.5% |