Filed December 2, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO1+ years Service code 15 · EIN 04-2644778 | Recordkeeping | $199,502 |
ATKINSON AND COMPANY, LTD1+ years Filed as: ATKINSON & CO LTD Service code 10 · EIN 85-0211867 | Accounting | $21,413 |
Service code 29 · EIN 74-2850022 | Legal | $13,774 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,107 | $46,516-5.2% | $147,618-70.1% | $69,651-36.7% |
| Participation rate | 67.9% | 65.8%+2.0pp | 84.6%-16.8pp | 66.6%+1.3pp |
| Annual return | 1.54% | 9.48%-7.9pp | 61.98%-60.4pp | 53.77%-52.2pp |
| Employer contribution / active EE | $0 | $1,393-100.0% | $5,564-100.0% | $2,241-100.0% |
| Participant deferral / active EE | $3,364 | $2,719+23.7% | $4,895-31.3% | $3,635-7.5% |
| Admin fee / account holder | $25 | $45-43.4% | $11,612-99.8% | $63-59.9% |