Filings through .
Filed April 23, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC11+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 26 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Participants) | $23,342 |
Filed as: MATRIX TRUST COMPANY Service code 15 · EIN 75-3182674 717 17TH STREET · DENVER, CO 80202 | Recordkeeping | $0 |
8 funds of $250K or more; 14 lines in all, holding $7.0M of the plan's $7.3M. From the 2025 filing. Recordkeeper: Not identified.
Target-date series: Nuveen Lifecycle Index, mutual fund, 92% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 13 vintages | $6.4M | 92.1% |
| MFS Value Fund R6 MFS (Sun Life) · Mutual fund | $92K | 1.3% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $75K | 1.1% |
| Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $67K | 1.0% |
| iShares Russell Small/Mid-Cap Index Fund Class K BlackRock · Collective trust Index | $66K | 1.0% |
| First Eagle Global Fund Class R6 First Eagle · Mutual fund | $57K | 0.8% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $56K | 0.8% |
| AQR Risk-Balanced Commodities Strategy Fund Class R6 AQR Capital Management · Mutual fund | $53K | 0.8% |
| DWS Rreef Global Real Estate Securities Fund Class R6 DWS · Mutual fund | $38K | 0.5% |
| Calamos Evolving World Growth Fund Class I Manager not matched · Mutual fund | $26K | 0.4% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
The auditor signed off without reservation. This is the cleanest opinion.