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| Provider | Service type | Compensation |
|---|---|---|
Filed as: COMMONWEALTH EQUITY SERVICES Service code 99 · EIN 04-2675571 | Other Fees | $48,890 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $7,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,078 | $44,764+76.7% | $68,794+15.0% | $64,814+22.0% |
| Participation rate | 36.2% | 64.8%-28.6pp | 69.0%-32.9pp | 71.5%-35.3pp |
| Annual return | -15.77% | -10.91%-4.9pp | -6.37%-9.4pp | 32.84%-48.6pp |
| Employer contribution / active EE | $1,005 | $1,775-43.4% | $2,656-62.2% | $2,507-59.9% |
| Participant deferral / active EE | $2,146 | $3,238-33.7% | $3,941-45.6% | $4,310-50.2% |
| Admin fee / account holder | $21 | $151-86.2% | $4,934-99.6% | $188-88.8% |