| Provider | Service type | Compensation |
|---|---|---|
Filed as: DE SHAW VALENCE FUND Service code 28 · EIN 98-0351535 | Investment Management | $3,145,408 |
JPMORGAN INVEST HOLDINGS LLC3+ years Filed as: JP MORGAN CHASE BANK N.A. Service code 10 · EIN 13-4994650 | Accounting | $1,440,624 |
SYSTEMATICA1 year Filed as: SYSTEMATICA ALT MKTS FUND LIMITED Service code 28 | Investment Management | $1,264,186 |
PARTNERS GROUP RE SECONDARY 20173+ years Service code 28 | Investment Management | $817,763 |
DE SHAW COMPOSITE INTL FUND3+ years Service code 28 · EIN 98-0351535 | Investment Management | $690,099 |
NEUBERGER BERMAN3+ years Filed as: NB SECONDARY OPPORTUNITIES FUND IV Service code 32 | Direct payment from the plan; Real es... | $668,814 |
PIMCO FUNDS3+ years Filed as: PACIFIC INVESTMENT MANAGEMENT PIMCO Service code 28 · EIN 33-0629048 | Investment Management | $657,022 |
TOWERBROOK INVESTORS III LP2 years Filed as: TOWERBROOK INVESTORS V, LP Service code 28 | Investment Management | $589,896 |
MAGNETAR CONSTELLATION FUND3+ years Service code 28 | Investment Management | $537,472 |
GOLDMAN SACHS3+ years Filed as: GOLDMAN SACHS VINTAGE VII Service code 28 · EIN 46-0520687 | Investment Management | $516,527 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | CFLD (CAYMAN) INVESTMENT LTD | — | — | — |
| Part 1 Loan in default | KAISA GROUP HOLDINGS LTD | — | — | — |
Annual investment return is in the bottom quintile of the peer cohort.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $444,552-100.0% | $861,422-100.0% | $444,552-100.0% |
| Participation rate | 0.0% | 3.7%-3.7pp | 14.3%-14.3pp | 3.7%-3.7pp |
| Annual return | 1.85% | 15.63%-13.8pp | 6.57%-4.7pp | 15.63%-13.8pp |
| Employer contribution / active EE | $0 | $11,476-100.0% | $34,489-100.0% | $11,476-100.0% |
| Participant deferral / active EE | $0 | $1,127-100.0% | $0 | $1,127-100.0% |
| Admin fee / account holder | $0 | $429-100.0% | $0 | $429-100.0% |