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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 · EIN 84-1455663 | Recordkeeping Fees | $39,507 |
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $19,152 |
QUALIFIED PLANS, LLC3 years Filed as: QUALIFIED PLAN CONSULTANTS, LLC Service code 13 · EIN 20-0223513 | Contract Administrator | $1,539 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,734 | $101,653-24.5% | $147,080-47.8% | $74,459+3.1% |
| Participation rate | 80.7% | 75.6%+5.2pp | 82.2%-1.4pp | 67.2%+13.5pp |
| Annual return | 12.59% | 8754.98%-8742.4pp | 420.17%-407.6pp | 1369.70%-1357.1pp |
| Employer contribution / active EE | $713 | $3,813-81.3% | $4,933-85.5% | $2,626-72.8% |
| Participant deferral / active EE | $4,013 | $7,304-45.1% | $8,066-50.3% | $4,350-7.7% |
| Admin fee / account holder | $193 | $1,752-89.0% | $12,989-98.5% | $1,945-90.1% |