Filed April 7, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 26 · EIN 26-4310632 | Advisory (Participants) | $18,575 |
Filed as: BLUESTAR RETIREMENT PLAN SERVICES Service code 13 · EIN 50-3092339 | Contract Administrator | $13,907 |
TD AMERITRADE, INC.2 years Filed as: TD AMERITRADE TRUST COMPANY Service code 19 · EIN 20-0937408 | Securities Custodian | $4,846 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,980 | $77,813+33.6% | $123,544-15.8% | $64,186+62.0% |
| Participation rate | 73.2% | 74.7%-1.5pp | 82.3%-9.1pp | 69.6%+3.6pp |
| Annual return | -4.83% | 12.48%-17.3pp | 119.20%-124.0pp | 7.63%-12.5pp |
| Employer contribution / active EE | $2,171 | $3,014-28.0% | $4,628-53.1% | $2,381-8.8% |
| Participant deferral / active EE | $4,391 | $5,240-16.2% | $6,426-31.7% | $3,470+26.6% |
| Admin fee / account holder | $385 | $5,519-93.0% | $9,284-95.9% | $4,888-92.1% |