Filed May 21, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Sales load... | $147,970 |
MMA SECURITIES LLC2 years Filed as: MMC SECURITIES Service code 27 · EIN 06-1685865 | Advisory (Plan) | $50,000 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,098 | $221,442-62.9% | $92,233-11.0% | $77,958+5.3% |
| Participation rate | 43.7% | 79.6%-35.9pp | 76.5%-32.8pp | 71.6%-28.0pp |
| Annual return | 17.53% | 15.65%+1.9pp | 176.28%-158.8pp | 20.87%-3.3pp |
| Employer contribution / active EE | $878 | $3,226-72.8% | $3,679-76.1% | $2,310-62.0% |
| Participant deferral / active EE | $2,386 | $2,779-14.2% | $3,897-38.8% | $3,537-32.5% |
| Admin fee / account holder | $167 | $210-20.3% | $5,194-96.8% | $97+71.7% |