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| Provider | Service type | Compensation |
|---|---|---|
SAGEPOINT FINANCIAL INC2+ years Service code 55 2800 N. CENTRAL AVE. · PHOENIX, AZ 85004 | Other Commissions | $16,513 |
Service code 37 · EIN 04-2647786 | Loan Processing | $9,109 |
NATIONAL FINANCIAL SERVICES2+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,710 | $56,640-3.4% | $78,002-29.9% | $55,167-0.8% |
| Participation rate | 67.3% | 73.3%-6.0pp | 75.5%-8.2pp | 69.0%-1.7pp |
| Annual return | 7.25% | 2868.48%-2861.2pp | 425.99%-418.7pp | 169.23%-162.0pp |
| Employer contribution / active EE | $1,557 | $1,724-9.6% | $2,470-37.0% | $1,963-20.6% |
| Participant deferral / active EE | $3,400 | $2,778+22.4% | $3,497-2.8% | $3,054+11.3% |
| Admin fee / account holder | $62 | $467-86.6% | $5,481-98.9% | $504-87.6% |