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| Provider | Service type | Compensation |
|---|---|---|
KESTRA INVESTMENT SERVICES LLC3+ years Service code 55 · EIN 35-2552359 | Other Commissions | $7,071 |
TRIAD ADVISORS INC1 year Filed as: TRIAD ADVISORS LLC Service code 55 · EIN 65-0173164 | Other Commissions | $4,874 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $1,320 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,165 | $56,503-66.1% | $70,098-72.7% | $64,814-70.4% |
| Participation rate | 92.9% | 70.5%+22.5pp | 70.5%+22.5pp | 71.5%+21.5pp |
| Annual return | -16.27% | -13.44%-2.8pp | 190.76%-207.0pp | 32.84%-49.1pp |
| Employer contribution / active EE | $1,674 | $2,046-18.2% | $2,560-34.6% | $2,507-33.2% |
| Participant deferral / active EE | $4,165 | $3,389+22.9% | $3,849+8.2% | $4,310-3.4% |
| Admin fee / account holder | $3 | $160-98.1% | $6,266-100.0% | $188-98.4% |