Filed May 15, 2024
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| Provider | Service type | Compensation |
|---|---|---|
AB FUNDS1 year Filed as: ALLIANCEBERNSTEIN LP Service code 26 NORTH LEXINGTON AVENUE · WHITE PLAINS, NY 10601 | Advisory (Participants) | $47,692 |
NWPS2+ years Service code 15 · EIN 91-2090931 | Recordkeeping | $33,323 |
MATRIX TRUST COMPANY2+ years Service code 19 · EIN 75-3182674 | Securities Custodian | $17,535 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 26 · EIN 13-2638116 | Advisory (Participants) | $11,941 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $340,433 | $82,979+310.3% | $102,412+232.4% | $77,736+337.9% |
| Participation rate | 93.1% | 71.5%+21.6pp | 74.5%+18.6pp | 70.6%+22.5pp |
| Annual return | 11.88% | 19.11%-7.2pp | 24.94%-13.1pp | 31.26%-19.4pp |
| Employer contribution / active EE | $18,236 | $3,554+413.2% | $3,870+371.2% | $2,728+568.5% |
| Participant deferral / active EE | $9,226 | $4,109+124.5% | $5,060+82.3% | $4,651+98.4% |
| Admin fee / account holder | $216 | $639-66.2% | $8,388-97.4% | $433-50.2% |