Retirement plan

VOESTALPINE NORTRAK INC. 401(K) RETIREMENT PLAN

Name: VOESTALPINE NORTRAK INC - VOESTALPINE NORTRAK INC. 401(K) RETIREMENT PLAN (2015) Form 5500
Creator: VOESTALPINE NORTRAK INC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, VOESTALPINE NORTRAK INC. 401(K) RETIREMENT PLAN, VOESTALPINE NORTRAK INC

VOESTALPINE NORTRAK INCEIN 83-0317459Plan #001PY 2015

3930 VALLEY EAST INDUSTRIAL DRIVE - BIRMINGHAM, AL 35217205-854-2884

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$25.8M

No prior year

Total participants

1,112

No prior year

Average account balance

$30,352

No prior year

Annual return

2.68%

No prior year

Benchmarks

See 2,226 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants250-999

Cohort2,226 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$56.23M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$43K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,323

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

91.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$5.10M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.60%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$168

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
T ROWE PRICE RPS INC1+ years Filed as: T. ROWE PRICE Service code 13 · EIN 52-1309931	Contract Administrator	$36,411
AB FUNDS1+ years Filed as: ALLIANCE BERNSTEIN Service code 28 · EIN 13-3191825	Investment Management	$0
COLUMBIA1+ years Filed as: COLUMBIA FUND Service code 28 · EIN 93-0577450	Investment Management	$0
COLUMBIA1+ years Filed as: COLUMBIA FUNDS Service code 28	Investment Management	$0
OPPENHEIMER1+ years Filed as: OPPENHEIMER FUNDS Service code 28 · EIN 13-2527171	Investment Management	$0
T ROWE PRICE RPS INC1+ years Filed as: T. ROWER PRICE RPS, INC. Service code 15	Recordkeeping	$0

Plan features & details

Pension benefit codes2E2G2J2K2S3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$36K

$38 / participant

Investment mgmt$36K100.0%

% of EOY assets

0.141%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: RSM US LLP
Auditor EIN: 420714325
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$30,352

$72,770-58.3%

$67,653-55.1%

$55,191-45.0%

Participation rate

72.4%

78.8%-6.3pp

75.7%-3.2pp

69.2%+3.3pp

Annual return

2.68%

-3.26%+5.9pp

6625.22%-6622.5pp

10.78%-8.1pp

Employer contribution / active EE

$787

$1,769-55.5%

$2,266-65.3%

$1,899-58.6%

Participant deferral / active EE

$2,170

$3,408-36.3%

$3,560-39.0%

$3,046-28.8%

Admin fee / account holder

$43

$79-45.7%

$4,821-99.1%

$91-52.9%

Provider

Service type

Compensation

T ROWE PRICE RPS INC1+ years

Filed as: T. ROWE PRICE

Service code 13 · EIN 52-1309931

Contract Administrator

$36,411

AB FUNDS1+ years

Filed as: ALLIANCE BERNSTEIN

Service code 28 · EIN 13-3191825

Investment Management

COLUMBIA1+ years

Filed as: COLUMBIA FUND

Service code 28 · EIN 93-0577450

Investment Management

COLUMBIA1+ years

Filed as: COLUMBIA FUNDS

Service code 28

Investment Management

OPPENHEIMER1+ years

Filed as: OPPENHEIMER FUNDS

Service code 28 · EIN 13-2527171

Investment Management

T ROWE PRICE RPS INC1+ years

Filed as: T. ROWER PRICE RPS, INC.

Service code 15

Recordkeeping

VOESTALPINE NORTRAK INC. 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

VOESTALPINE NORTRAK INC. 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion