Retirement plan

COMMUNITY ENTRY SERVICES 401K PLAN

Name: COMMUNITY ENTRY SERVICES - COMMUNITY ENTRY SERVICES 401K PLAN (2017) Form 5500
Creator: COMMUNITY ENTRY SERVICES
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, COMMUNITY ENTRY SERVICES 401K PLAN, COMMUNITY ENTRY SERVICES

COMMUNITY ENTRY SERVICESEIN 83-0222400Plan #001PY 2017

2441 PECK AVE. - RIVERTON, WY 82501307-856-5576ces-usa.comLinkedIn51-200 employeesnon-profit organization management

Prospect flagsLow returnsHigh cashLow participation

How to read this page

Total assets (EOY)

$1.8M

+18.6% from 2016

Total participants

173

-11.3% from 2016

Average account balance

$19,296

+14.7% from 2016

Annual return

7.37%

+2.35 pp from 2016

Benchmarks

See 5,167 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort5,167 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.87M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$32K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

48.4%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$200K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$2K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+8.87%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$9798

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Top 3 by compensation

Provider	Service type	Compensation
WELLINGTON CONSULTING SERVICES, INC2+ years Service code 26 · EIN 54-1620949	Advisory (Participants)	$20,076
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & COMPANY Service code 33 · EIN 94-1737782	Securities brokerage; Investment mana...	$100
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2R3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

3 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
OpportunityHigh cash
More than 10% of assets are held in cash - possible menu-design or default-fund problem.

Expense breakdown

Schedule H Part II

Admin total

$20K

$120 / participant

Investment mgmt$20K100.0%

% of EOY assets

1.143%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: ANTON COLLINS MITCHELL
Auditor EIN: 010724563
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$19,296

$55,453-65.2%

$170,435-88.7%

$62,293-69.0%

Participation rate

51.2%

66.4%-15.2pp

83.6%-32.4pp

69.5%-18.3pp

Annual return

7.37%

21.38%-14.0pp

205.94%-198.6pp

28.90%-21.5pp

Employer contribution / active EE

$595

$2,164-72.5%

$5,432-89.1%

$2,042-70.9%

Participant deferral / active EE

$870

$2,303-62.2%

$4,939-82.4%

$3,169-72.5%

Admin fee / account holder

$221

$455-51.5%

$13,881-98.4%

$479-54.0%

Provider

Service type

Compensation

WELLINGTON CONSULTING SERVICES, INC2+ years

Service code 26 · EIN 54-1620949

Advisory (Participants)

$20,076

CHARLES SCHWAB & CO., INC.2+ years

Filed as: CHARLES SCHWAB & COMPANY

Service code 33 · EIN 94-1737782

Securities brokerage; Investment mana...

$100

CHARLES SCHWAB & CO., INC.2+ years

Filed as: CHARLES SCHWAB & CO.

Service code 59

Shareholder Servicing

COMMUNITY ENTRY SERVICES 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

COMMUNITY ENTRY SERVICES 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion