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| Provider | Service type | Compensation |
|---|---|---|
HK FINANCIAL SERVICES6+ years Service code 15 · EIN 42-1447865 | Recordkeeping | $65,165 |
Service code 15 · EIN 35-0145825 | Recordkeeping | $13,482 |
EDWARD JONES1 year Filed as: EDWARD D JONES AND CO Service code 16 · EIN 43-0345811 | Consulting | $6,461 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $140,194 | $72,273+94.0% | $101,275+38.4% | $79,856+75.6% |
| Participation rate | 79.5% | 68.5%+11.0pp | 75.8%+3.7pp | 69.6%+9.8pp |
| Annual return | 15.71% | 22.30%-6.6pp | 46.48%-30.8pp | 31.71%-16.0pp |
| Employer contribution / active EE | $2,000 | $2,691-25.7% | $3,660-45.3% | $2,471-19.1% |
| Participant deferral / active EE | $4,871 | $3,282+48.4% | $4,371+11.4% | $3,741+30.2% |
| Admin fee / account holder | $895 | $4,401-79.7% | $5,948-84.9% | $5,306-83.1% |