Filed April 23, 2024 (most recent of 4 filings on file)
Total covered: 23 employees
| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 13-3200244 | Investment Management | $917,533 |
NISA INVESTMENT ADVISORS, LLC1+ years Filed as: NISA INVESTMENT ADVISORS LLP Service code 28 · EIN 48-1140940 | Investment Management | $682,550 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY INVESTMENT MGMT LTD Service code 28 · EIN 13-0057834 | Investment Management | $430,138 |
AON CONSULTING1+ years Service code 28 · EIN 22-2232264 | Investment Management | $395,623 |
VAUGHAN NELSON INVESTMENT MGMT1+ years Filed as: VAUGHN NELSON INVESTMENT MGMT Service code 28 · EIN 04-3304963 | Investment Management | $362,602 |
MONDRIAN INVESTMENT GROUP1+ years Service code 28 · EIN 36-7205063 | Investment Management | $351,115 |
DIVERSIFIED CARE INC1+ years Filed as: DIVERSIFIED CARE, INC. Service code 28 · EIN 39-1609054 | Investment Management | $201,522 |
Filed as: PARAMETRIC Service code 28 · EIN 20-0292745 | Investment Management | $116,573 |
MERCER1+ years Filed as: MERCER INVESTMENT MANAGEMENT, INC. Service code 28 · EIN 30-0282430 | Investment Management | $107,644 |
TIMES SQUARE CAPITAL MANAGEMENT1+ years Filed as: TIMES SQUARE CAPITAL MANAGEMENT, LL Service code 28 · EIN 20-1665304 | Investment Management | $79,239 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Assets per participant exceed $250,000 - top-decile high-value plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,208,052 | $69,208,0520% | $428,620+16046.7% | $894,319,009-92.3% |
| Participation rate | 0.0% | 0.0%0pp | 46.0%-46.0pp | 0.0%0pp |
| Annual return | 23.02% | 15.39%+7.6pp | 20.73%+2.3pp | 24.48%-1.5pp |
| Employer contribution / active EE | $0 | $7,237-100.0% | $36,503-100.0% | $9,418-100.0% |
| Participant deferral / active EE | $0 | $263-100.0% | $77-100.0% | $501-100.0% |
| Admin fee / account holder | $454,372 | $454,3720% | $7,495+5962.1% | $2,968,729-84.7% |