Filed April 23, 2024 (most recent of 4 filings on file)
Total covered: 23 employees
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO Service code 15 · EIN 84-0467907 | Recordkeeping | $752,559 |
Filed as: ANNEX ADVISORY SERVICES, INC. Service code 26 · EIN 68-0824298 | Advisory (Participants) | $36,910 |
AON CONSULTING1 year Filed as: AON INVESTMENTS USA INC Service code 16 · EIN 36-3109431 | Consulting | $26,250 |
CHARLES SCHWAB & CO., INC.2+ years Service code 26 · EIN 94-1737782 | Advisory (Participants) | $20,794 |
Service code 26 · EIN 39-1944977 | Advisory (Participants) | $13,018 |
Filed as: SVA WEALTH MANAGEMENT LLC Service code 26 · EIN 27-4605583 | Advisory (Participants) | $12,139 |
Filed as: WEALTHSPIRE ADVISORS LP Service code 26 · EIN 39-1908691 | Advisory (Participants) | $8,986 |
Service code 26 · EIN 20-4773945 | Advisory (Participants) | $8,432 |
WIPFLI LLP1 year Filed as: WIPFLI FINANCIAL ADVISORS LLC Service code 26 · EIN 94-3338956 | Advisory (Participants) | $8,011 |
Filed as: TRANSAMERICA CORPORATION DBA TRANSA Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Investment... | $5,505 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,452 | $209,411-78.3% | $178,490-74.5% | $158,922-71.4% |
| Participation rate | 100.0% | 86.3%+13.7pp | 81.9%+18.1pp | 82.0%+18.0pp |
| Annual return | -58.82% | 188.75%-247.6pp | 151.07%-209.9pp | 302.83%-361.6pp |
| Employer contribution / active EE | $0 | $5,706-100.0% | $5,011-100.0% | $4,761-100.0% |
| Participant deferral / active EE | $0 | $5,954-100.0% | $5,202-100.0% | $5,982-100.0% |
| Admin fee / account holder | $37,250 | $17,074+118.2% | $13,984+166.4% | $11,246+231.2% |