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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $21,067 |
Service code 15 · EIN 46-5061538 | Recordkeeping | $8,962 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,408 | $66,601-31.8% | $92,909-51.1% | $67,579-32.8% |
| Participation rate | 55.3% | 72.5%-17.2pp | 76.0%-20.7pp | 71.3%-16.0pp |
| Annual return | 119.92% | 92.58%+27.3pp | 109.44%+10.5pp | 378.56%-258.6pp |
| Employer contribution / active EE | $1,418 | $2,775-48.9% | $3,653-61.2% | $2,148-34.0% |
| Participant deferral / active EE | $2,584 | $3,157-18.1% | $4,238-39.0% | $3,539-27.0% |
| Admin fee / account holder | $135 | $199-32.0% | $5,795-97.7% | $142-4.9% |