Filed December 21, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $99,669 |
SECURITIES AMERICA INC1 year Filed as: SECURITIES AMERICA, INC. Service code 27 · EIN 11-2551174 | Advisory (Plan) | $16,000 |
LPL FINANCIAL4 years Filed as: KMS FINANCIAL SERVICES Service code 27 · EIN 91-0850651 | Advisory (Plan) | $8,000 |
SECURITIES AMERICA INC1 year Filed as: SECURITIES AMERICA ADVISORS, INC. Service code 27 · EIN 47-0648506 | Advisory (Plan) | $8,000 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,357 | $111,491-45.0% | $189,513-67.6% | $86,799-29.3% |
| Participation rate | 95.8% | 87.3%+8.5pp | 87.8%+8.0pp | 72.3%+23.5pp |
| Annual return | 17.30% | 83.50%-66.2pp | 555.15%-537.9pp | 97.91%-80.6pp |
| Employer contribution / active EE | $589 | $3,951-85.1% | $6,162-90.4% | $2,405-75.5% |
| Participant deferral / active EE | $5,434 | $6,437-15.6% | $8,221-33.9% | $4,131+31.5% |
| Admin fee / account holder | $193 | $189+2.4% | $12,045-98.4% | $170+13.9% |