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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA LIFE INS CO Service code 15 · EIN 39-0989781 | Recordkeeping | $19,910 |
TAG RESOURCES, LLC1 year Service code 15 · EIN 62-1874769 | Recordkeeping | $2,350 |
Filed as: MESIROW FINANCIAL Service code 27 · EIN 36-3194849 | Advisory (Plan) | $310 |
LPL FINANCIAL1 year Service code 22 · EIN 95-2834236 | Insurance Broker | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,869 | $31,679-53.1% | $74,719-80.1% | $65,185-77.2% |
| Participation rate | 66.4% | 40.4%+26.1pp | 54.5%+11.9pp | 70.2%-3.8pp |
| Annual return | 24.38% | 39.04%-14.7pp | 753.05%-728.7pp | 29.38%-5.0pp |
| Employer contribution / active EE | $990 | $566+75.0% | $1,084-8.6% | $2,177-54.5% |
| Participant deferral / active EE | $1,522 | $1,191+27.8% | $1,963-22.5% | $3,514-56.7% |
| Admin fee / account holder | $190 | $379-49.9% | $3,334-94.3% | $847-77.6% |