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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 | Recordkeeping | $31,681 |
HILL WARD HENDERSON2+ years Filed as: HILL, BARTH & KING, LLC Service code 10 · EIN 34-1897225 | Accounting | $9,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,325 | $99,957-56.7% | $149,745-71.1% | $73,497-41.1% |
| Participation rate | 60.0% | 75.7%-15.7pp | 82.5%-22.5pp | 70.7%-10.7pp |
| Annual return | 9.93% | 53.87%-43.9pp | 276.72%-266.8pp | 28.51%-18.6pp |
| Employer contribution / active EE | $1,419 | $3,191-55.5% | $4,646-69.4% | $2,270-37.5% |
| Participant deferral / active EE | $3,071 | $6,073-49.4% | $6,843-55.1% | $3,740-17.9% |
| Admin fee / account holder | $257 | $551-53.3% | $9,312-97.2% | $513-49.9% |