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| Provider | Service type | Compensation |
|---|---|---|
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $36,753 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,225 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,209 | $37,196+24.2% | $154,108-70.0% | $55,725-17.1% |
| Participation rate | 71.5% | 64.1%+7.4pp | 83.0%-11.6pp | 70.9%+0.6pp |
| Annual return | -5.34% | 1319.68%-1325.0pp | 735.21%-740.5pp | 244.93%-250.3pp |
| Employer contribution / active EE | $662 | $1,614-59.0% | $5,298-87.5% | $2,078-68.1% |
| Participant deferral / active EE | $4,286 | $2,068+107.2% | $5,081-15.6% | $3,356+27.7% |
| Admin fee / account holder | $131 | $102+28.5% | $13,411-99.0% | $115+13.3% |